An Example of a Decision That Is Unethical, Yet Legal

question 2

Multiple Choice

An example of a decision that is unethical, yet legal is

• A) Sharing a client's status as having AIDS with the client's current sexual partner
• B) Sharing confidential information without informing the client what the confidentiality boundaries are
• C) Learning your client is going to harm another person and not warning that person
• D) None of the above

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Definitions:

National Association of Securities Dealers (NASD)

A self-regulatory organization for the securities industry responsible for the operation and regulation of the NASDAQ stock market and over-the-counter markets.

Brokers

Individuals or firms that act as intermediaries between buyers and sellers, often in financial markets, facilitating transactions for a commission or fee.

Federal Open Markets Committee

Fed body that has primary responsibility for money policy.

Bank Mergers

A process where two or more banks consolidate their assets and operations to form a single, larger entity.