Examlex
What issue did Governor
Material Misstatements
False or inaccurate statements that are significant enough to impact an investor's or decision-maker's judgment.
SEC Rule 504
SEC Rule 504 of Regulation D allows certain small businesses to offer and sell up to $5 million of their securities in any 12-month period without having to register the securities with the SEC.
Federal Securities Regulation
Federal securities regulation consists of U.S. laws and rules that regulate the creation, registration, purchase, and sale of securities, aimed at protecting investors and ensuring market integrity.
Interstate Commerce
Refers to trade, traffic, or transportation involving the movement of goods, services, money, or persons from one state to another, regulated by the federal government.
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