Under the 1934 Act,an Issuer Must Register with the SEC

question 10

Multiple Choice

Under the 1934 Act,an issuer must register with the SEC if:

• A) it completes a public offering under the 1933 Act.
• B) its securities are traded on a national exchange.
• C) it has at least 500 shareholdres and total assets that exceed $10 million.
• D) All of the above.

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