In Carrying Out Their Duties, Specialists ________

question 20

Multiple Choice

In carrying out their duties, specialists ________.

• A) simply fill customer market orders or limit or stop orders by similar orders.
• B) are allowed to engage in transactions in securities in which they are registered unless such transactions are necessary to maintain a fair and orderly market.
• C) profit only from those trades in which they are involved; that is, they realize revenue for trades in which they are an agent.
• D) None of these

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Definitions:

CSR Activities

CSR activities are corporate social responsibility initiatives undertaken by businesses to contribute to societal goals of a philanthropic, activist, or charitable nature beyond what may be required by regulators or environmental protection groups.

Cultural Norms

Shared expectations and rules that guide behavior and beliefs within a specific culture or society.

Authentic

Genuine or true; not copied or false.

Public Diplomacy

The practice by which governments and private entities communicate and engage with foreign publics to influence their perception and behavior in favor of the communicator’s goals.