An Individual Who Arranges Trades Between Buyers and Sellers of Securities

question 28

Multiple Choice

An individual who arranges trades between buyers and sellers of securities for a fee is a _________________, while an individual who arranges trade and stands ready to be a principle in a transaction is a ___________________.

• A)trader, broker
• B)dealer, broker
• C)broker, trader
• D)broker, dealer

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Definitions:

Average Cost

The cost calculated by dividing the total cost of goods available for sale by the total units available for sale.

Financial Advantage

A benefit or edge that contributes to a stronger financial position relative to competitors or within the marketplace.

Constraint

A limitation under which a company must operate, such as limited available machine time or raw materials, that restricts the company’s ability to satisfy demand.

Current Profitability

A measure of a company's financial performance in the current period, often assessed through margins or net income.