The Investment Advisers Act Requires Investment Advisers and Stock Brokers

question 415

True/False

The Investment Advisers Act requires investment advisers and stock brokers to be registered with the SEC, but not stock dealers, who are regulated by the stock exchanges.

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Definitions:

tRNAs

Small RNA molecules that transport amino acids to the ribosome during protein synthesis according to the sequence of a messenger RNA (mRNA) transcript.

RNA Polymerase

An enzyme that catalyzes the synthesis of RNA from a DNA template.

Promoter Sequence

A specific region of DNA where RNA polymerase binds and initiates transcription of the gene.

Redundancy

The duplication of critical components or functions of a system with the intention of increasing reliability of the system.