SEC Rule 10b-5 Holds It Illegal for Anyone Involved in Securities

question 8

Multiple Choice

SEC Rule 10b-5 holds it illegal for anyone involved in securities dealings to:

• A) sell any security without registration
• B) make any untrue statement of a material fact or to omit to state a material fact
• C) engage in any sale of property that would impose deceit upon any person
• D) sell any security without registration or make any untrue statement of a material fact or to omit to state a material fact
• E) sell any security without registration or make any untrue statement of a material fact or to omit to state a material fact or engage in any sale of property that would impose deceit upon any person

---

Definitions:

Hepatocellular Carcinoma

A primary liver cancer, often associated with chronic liver diseases such as hepatitis or cirrhosis.

Premature Death

A death that occurs before the average age of death in a population, often caused by diseases, accidents, or other factors.

HIV Diagnoses

The process of determining the presence of the Human Immunodeficiency Virus (HIV) in an individual, typically through blood tests.

Males

Biological and gender classification of an organism, typically characterized by the production of sperm for reproduction and associated with XY chromosomes in humans.