Which of the Following Is NOT a Securities Professional

question 158

Multiple Choice

Which of the following is NOT a securities professional:

• A) a broker
• B) a dealer
• C) an adviser
• D) a scalper
• E) none of the other specific choices are correct

---

Definitions:

Learning Explanation

A theory or framework used to describe how experiences or exposure to certain stimuli result in a change in behavior or knowledge.

Anxiety Disorders

Mental health disorders characterized by significant feelings of anxiety and fear, affecting one's ability to function daily.

Panic Disorder

A psychiatric disorder characterized by recurrent unexpected panic attacks and persistent concern or behavior change regarding the attacks.

Recurrent

Happening repeatedly or returning after intervals.