Examlex
A general principle,called __________,explains early pattern preferences.
Securities Act of 1933
A U.S. federal law enacted to ensure transparency and fairness in the securities market, requiring that investors receive significant information regarding securities being offered for public sale.
Due Diligence Defense
A legal defense whereby the defendant can avoid liability by proving that they took all possible steps to avoid committing an offence.
Registration Statement
A formal document filed with regulatory authorities that provides details about an investment offering for sale to the public, often associated with securities.
Investment Company Act of 1940
A U.S. federal law that regulates the organization and activities of investment companies, primarily focused on protecting investors.
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