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Securities
Financial instruments that hold some type of monetary value, such as stocks, bonds, or options, which can be traded on financial markets.
Compliance
Adherence to laws, regulations, guidelines, and specifications relevant to business operations.
Registration Filing
The process of submitting required documents to a regulatory body to declare the details of securities to be offered to the public.
Regulation S-K
A set of SEC regulation that provides specific instructions on non-financial statement disclosures required as part of corporate securities offerings.
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