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Impose Fines
The act of levying financial penalties on individuals or entities as punishment for violations of laws or regulations.
Securities Laws
Regulations designed to ensure market transparency, prevent fraud, and protect investors in securities markets.
Section 5
Depending on context, could refer to specific sections of various laws or regulations, each with its own unique provisions.
1933 Act
A federal statute, officially the Securities Act of 1933, aimed at ensuring more transparency in financial statements so investors can make informed decisions.
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