Delores Recently Became a Board Member of a Firm That

question 48

Multiple Choice

Delores recently became a board member of a firm that has a history of reckless actions by senior employees. Which task would be appropriate for Delores to undertake to help safeguard the company's financial health?

• A) Request and review a copy of the firm's risk assessment plan, if such a plan exists.
• B) Take part in the annual reviews of employees in the financial department.
• C) Draft and circulate a statement that the firm's board members serve at the pleasure of the CEO.
• D) Determine how to postpone or evade the firm's compliance with local, regional, and national regulations.

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