The Law That Requires That All New Issues Being Offered

question 67

Multiple Choice

The law that requires that all new issues being offered for public sale to be
registered with the SEC is the:

• A)Securities Act of 1933.
• B)Securities Exchange Act of 1934.
• C)Maloney Act of 1936.
• D)Securities Investor Protection Act of 1970.

---

Definitions:

Cost-benefit Relationship

An analysis or assessment that compares the costs and benefits of a decision, project, or action to determine its feasibility or worth.

Least Expensive

The option or solution with the lowest cost among a selection of alternatives.

Edisonian Method

A trial-and-error approach to innovation and problem-solving, inspired by Thomas Edison's experimental practices.

Attribute Listing

A problem-solving technique that involves breaking down a system, issue, or object into its basic attributes and analyzing each to explore possible solutions.