Which of the Following Is Enough to Prove a Violation

question 78

Multiple Choice

Which of the following is enough to prove a violation of Section 10(b) and Rule 10b-5?

• A) nonexemption status
• B) scienter
• C) aiding and abetting
• D) negligent conduct

---

Definitions:

Dignity

A quality of being worthy of esteem or respect.

Pain Management

The discipline concerned with easing the suffering and improving the quality of life for those living with pain through various treatments and techniques.

Frontal Lobe

A region of the brain associated with decision making, problem solving, and control of purposeful behaviors.

Cerebral Cortex

The outer layer of the brain, involved in complex functions such as consciousness, thought, emotion, reasoning, language, and memory.