Which of the Following Policy Measures Forced Credit-Rating Agencies to Provide

question 37

Multiple Choice

Which of the following policy measures forced credit-rating agencies to provide reports to the SEC when their employees go to work for a company that has been rated by them in the last twelve months?

• A)the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
• B)Sarbanes-Oxley Act of 2002
• C)Global Legal Settlement of 2002
• D)Gramm-Leach-Bliley Act of 1999
• E)Riegle-Neal Act of 1994

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Definitions:

Subcortical Structures

Components of the brain located below the cerebral cortex, involved in various functions including emotion, movement, and memory.

Limbic System

A complex system of nerves and networks in the brain, involved in the control of basic emotions and drives, such as fear, pleasure, and anger.

Thalamus

Structure of the brain that directs incoming information from sense receptors (such as vision and hearing) to the cerebrum.

Psychological Approach

Approach to abnormality that focuses on personality, behavior, and ways of thinking as possible causes of abnormality.