Which of the Following Policy Measures Prohibited Compliance Officers from Being

question 7

Multiple Choice

Which of the following policy measures prohibited compliance officers from being involved in producing or selling credit ratings?

• A)the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
• B)Sarbanes-Oxley Act of 2002
• C)Global Legal Settlement of 2002
• D)Gramm-Leach-Bliley Act of 1999
• E)Riegle-Neal Act of 1994

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Definitions:

Real Property

Land, as well as anything permanently attached to it, such as buildings and other structures.

Personal Property

Items of property that are movable and not fixed to land, such as vehicles, furniture, and electronic equipment.

Remainderman

A person who is entitled to inherit or receive property upon the termination of the life estate of the current holder.

Life Estate

A legal arrangement where an individual is granted the rights to use and benefit from property for the duration of their life.