Which of the Following Policy Measures Required the SEC to Prevent

question 33

Multiple Choice

Which of the following policy measures required the SEC to prevent issuers of asset-backed securities from choosing the credit-rating agencies that will give them the highest rating and supported earlier initiatives by the SEC?

• A)the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
• B)Sarbanes-Oxley Act of 2002
• C)Global Legal Settlement of 2002
• D)Gramm-Leach-Bliley Act of 1999
• E)Riegle-Neal Act of 1994

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Definitions:

Secondary Dimensions

Aspects of a person’s identity or background that are less visible or changeable, such as education level, marital status, religious beliefs, and geographic location, affecting their experience of the world.

Income Levels

The categorized ranges of income that individuals or groups receive, often used for statistical, tax, or policy purposes.

Diversity

The inclusion and representation of different types of people (e.g., races, cultures, ages, genders, sexual orientations) within a group or organization.

Career Growth

The process of advancing in one's job career by gaining new skills, positions, responsibilities, and opportunities for personal and professional development.