Of the Remedies for Conflicts of Interest,which One Is the Most

question 5

Multiple Choice

Of the remedies for conflicts of interest,which one is the most intrusive?

• A)regulate for transparency
• B)separation of functions
• C)supervisory oversight
• D)socialization of information production

---

Definitions:

Trading Securities

Financial assets bought and held primarily for sale in the short term to generate income on short-term price differences.

Investment Account

An account held at a financial institution or brokerage that holds assets like stocks, bonds, mutual funds, and other investments.

Cash Dividends

Payments made by a corporation to its shareholders from its profits in the form of cash.

Outstanding Shares

The total number of shares of stock that are currently held by all shareholders, including share blocks held by institutional investors and restricted shares.