An Adequate System of Internal Control for SEC Registrants Was

question 36

Multiple Choice

An adequate system of internal control for SEC registrants was originally required by the

• A) Sarbanes-Oxley Act of 2002.
• B) Securities Act of 1933.
• C) Foreign Corrupt Practices Act of 1977.
• D) Securities Act of 1934.

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Definitions:

Contemporary Organizations

Modern organizations that are characterized by agile structures, technological integration, and a focus on innovation and adaptability to changing environments.

Rights to Privacy

Rights to Privacy denote the entitlements individuals have to protect their personal information and activities from being disclosed without consent.

Moral Rights View

A view of ethical behaviour that holds that ethical behaviour respects and protects fundamental rights.

Ethical Behaviour

Actions or conduct that align with accepted principles of right and wrong in a moral or professional context.