Which of the Following Conditions Would Lead to a Security

question 171

Multiple Choice

Which of the following conditions would lead to a security needing to be registered under the 1934 Securities Exchange Act:

• A) the security is listed on a securities exchange
• B) the security is traded over the counter
• C) the company has $5 million in assets
• D) the company has 500 shareholders
• E) all of the other specific choices would lead to a security needing to be registered under the 1934 Act

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Definitions:

Mind Mapping

A visual diagramming technique used to organize information, ideas, or thoughts around a central concept, facilitating problem-solving and idea generation.

Main Idea

The central or most important point that a writer or speaker is attempting to communicate in a text or conversation.

Topic

A topic is the subject matter or the area of discussion, research, or writing, providing a focus or central theme to explore and elaborate upon.

Organizational Cue

is a signal or indication within an organization that guides behavior or decisions, often based on its culture or norms.