Which of the Following Is NOT a Securities Professional

question 232

Multiple Choice

Which of the following is NOT a securities professional:

• A) a broker
• B) a dealer
• C) an adviser
• D) all of the other specific choices are securities professionals
• E) none of the other specific choices are correct

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Definitions:

Object Relations Perspective

A theory in psychoanalysis that examines the significance of the relationships with others in the development of the self.

Primary Attachment Figure

The main person to whom a child consistently seeks comfort, security, and safety, forming the foundation for emotional development.

Ego Psychology

A school of psychodynamic thought that emphasizes the skills and adaptive capacities of the ego.

Psychoanalytic

Pertaining to or based on psychoanalysis, a psychological theory and therapy method developed by Sigmund Freud focusing on unconscious processes.