Examlex
A major disadvantage of comparative scales would be which of the following?
SEC Rule 415
Known as "shelf registration," this SEC rule allows companies to register a new issue of securities without selling the entire issue at once.
Shelf Registration
A regulatory provision that allows an issuer to register a new issue of securities without selling the entire issue at once, facilitating future sales.
Initial Registration
The process through which a company files necessary documents with the Securities and Exchange Commission (SEC) for its securities to be offered to the public for the first time.
Margin Call
A demand by a broker for an investor to deposit additional funds or securities to maintain the required minimum margin account balance.
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