Prohibitions Against Insiders from Engaging in Short-Swing Profits Are Enforced

question 90

Multiple Choice

Prohibitions against insiders from engaging in short-swing profits are enforced by the

• A) Securities and Exchange Commission (SEC).
• B) Federal Trade Commission (FTC).
• C) Federal Reserve.
• D) issuer of the security or by a person who owns a security of the issuer.
• E) executive officers, accounting officers, and chief financial officers.

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Definitions:

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