Examlex
Which of the following is NOT considered a result or outcome of defensive communication?
Income Component
The part of an investment's return that comes from dividends or interest payments, as opposed to capital gains.
Broker-dealers
Firms that trade securities for customers and their own accounts, providing investment services.
Clients' Interests
A principle in financial and legal services that emphasizes prioritizing the needs and goals of clients above those of the professional or the firm.
Suitability
Suitability refers to the requirement that financial advisors and investment recommendations must align with the investing objectives, risk tolerance, and financial situation of the client.
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