Use the following information to answer the questions below.
-The two cells pictured above have the following in common:
Definitions:
Issuer
An entity that releases or circulates a financial instrument, such as a credit card or a bond, making it available to users or investors.
Maximum Penalty
The highest possible punishment or fine that can be imposed for a particular offense or violation under the law.
Willfully Violates
The act of intentionally breaking a law or regulation.
Securities Act Of 1933
The first major federal legislation to regulate the offer and sale of securities. Prior to this act, regulation of securities was chiefly governed by state laws, commonly referred to as blue sky laws. When Congress enacted this act, it left existing state securities laws (“blue sky laws”) in place.
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