Examlex
Software refers to:
1933 Act
The Securities Act of 1933, a federal law enacted as part of the New Deal, which regulates the offer and sale of securities to protect investors from fraud.
Exempt
To free from an obligation, duty, or liability to which others are subject.
Registration Requirements
Legal mandates for businesses or individuals to register with governmental authorities for licensure, tracking, or tax purposes.
SEC
Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws and regulating the securities industry, stock and options exchanges.
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