Examlex
Which of the following can be found in Article I?
Provide Liquidity
To provide liquidity means to make assets easily convertible into cash or to facilitate the ease of buying or selling assets in the market without affecting their price significantly.
Dealers
Individuals or entities that act as principals in trading securities, buying and selling for their own accounts.
Street Name
Describes securities held by a broker on behalf of a client but registered in the name of the firm.
Stock Certificate
A physical document that represents ownership in a corporation, indicating the number of shares owned by the shareholder.
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