Which Policy Measure Requires Investment Banks to Make Public Their

question 8

Multiple Choice

Which policy measure requires investment banks to make public their analysts' recommendations?

• A)Sarbanes-Oxley Act of 2002
• B)Global Legal Settlement of 2002
• C)Gramm-Leach-Bliley Act of 1999
• D)Riegle-Neal Act of 1994

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Definitions:

Employee Association

An organization that represents the collective interests of employees, often in negotiations with the employer.

Certified Union

A labor union that has been officially recognized and approved to represent workers in bargaining and legal matters.

Wage Negotiations

The process where employees and employers discuss and agree upon the terms of payment for work done.

Decertify

The process of revoking or nullifying the certification of an entity, often used in the context of labor unions.