Which of the Following Is NOT a Purpose of Federal

question 39

Multiple Choice

Which of the following is NOT a purpose of federal securities regulation?

• A) To ensure that only worthwhile securities are sold in interstate commerce.
• B) To ensure adequate disclosure by issuers of securities.
• C) To ensure that inside information is not abused.
• D) To prevent the use of fraud in the marketing of securities.

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Definitions:

Situational Contingencies

External factors or conditions that influence the outcome of a decision or action, suggesting that the effectiveness of a response may depend on the specific circumstances.

Authoritarian Personality

A personality type characterized by adherence to strict obedience and control over those perceived as lower in status, often valuing order and tradition over freedom.

Dogmatic

Characterized by strong belief in the unquestioned correctness of one's opinions, often without consideration of evidence or other viewpoints.

External Locus of Control

is a belief system where individuals think that their success or failure is due to external factors beyond their control.