Rule 10b-5 Applies To

question 43

Multiple Choice

Rule 10b-5 applies to:

• A)only a buyer of a registered security.
• B)only a seller of a registered security.
• C)any person who buys or sells only a registered security.
• D)any person who buys or sells any security.

---

Definitions:

Innovators

Individuals or organizations that introduce new ideas, products, or methods, often leading change in their respective fields.

Latest Technology

The most current and advanced technological developments, innovations, or devices available.

Early Adopters

Individuals or groups who use or embrace a new product, innovation, or technology soon after it is launched, before the majority of the population does.

Innovation

The process of translating an idea or invention into a good or service that creates value or for which customers will pay.