Which of the Following Is True with Regard to Securities

question 81

Multiple Choice

Which of the following is true with regard to securities regulation in foreign markets?

• A)Anti-fraud provisions apply where there is conduct in the U.S.relating to a violation of the federal securities laws.
• B)Foreign issuers of securities must register them in the U.S.unless an exemption is available.
• C)No specific regulations are allowed because of the act of state of doctrine.
• D)None of the above.

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Definitions:

Independent Variable

In an experiment, the variable that is manipulated or changed to observe its effects on a dependent variable.

Nomothetic

An approach in psychology that seeks to understand the general laws that govern behavior, by studying large groups of individuals.

Idiosyncratic

Pertaining to peculiar or individual characteristics or behaviors that distinguish someone or something from others.

Individualistic Understanding

A way of interpreting information or phenomena based on personal perspectives and independent thought.