Examlex
The ____ is the first slide in a PowerPoint presentation.
1934 Act
The Securities Exchange Act of 1934, which governs the trading of securities in the U.S., establishes the Securities and Exchange Commission (SEC), and mandates reporting by publicly traded companies.
Short-swing Profits Rule
A regulation intended to prevent insiders of a company from taking advantage of non-public information for quick financial gains by buying and selling their own company's stock within a six-month period.
Civil Liability
Legal responsibility for actions or omissions that cause harm or injury to another individual, subject to financial compensation rather than criminal penalties.
Dodd-Frank Act
U.S. legislation passed in 2010 aimed at promoting financial stability by improving accountability and transparency in the financial system, named after sponsors Senator Chris Dodd and Representative Barney Frank.
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