An Individual Who Buys and Sells Securities for Clients Is

question 125

Multiple Choice

An individual who buys and sells securities for clients is called a(n)

• A) agent.
• B) account executive.
• C) dealer.
• D) financial advisor.
• E) member.

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Definitions:

Open-Ended

Describes questions, discussions, or formats that allow for a wide range of responses or outcomes, without a predetermined limit or conclusion.

Closed-Ended

Pertaining to a type of question or survey item that provides a limited set of specific answers from which respondents must choose, often facilitating easier analysis.

Leading

The act of directing or guiding individuals or groups towards a goal or desired outcome.

Negative Questions

Survey questions that ask respondents what they don’t think instead of what they do think.