An Individual Who Buys and Sells Securities for Clients Is

question 125

Multiple Choice

An individual who buys and sells securities for clients is called a(n)

• A) agent.
• B) account executive.
• C) dealer.
• D) financial advisor.
• E) member.

---

Definitions:

Cooperation

The process of working together towards a common goal, often requiring communication and coordination among participants.

Social Responsibilities

The idea that individuals and organizations must behave ethically and with sensitivity towards social, cultural, economic, and environmental issues.

Diffused

Describes something that is spread out or scattered, often used in the context of light, particles, or information.

Win-win Solution

refers to a conflict resolution or negotiation outcome where all parties benefit or experience success.