Examlex
Which of the following are total institutions?
Margin Call
A demand by a broker that an investor deposit further cash or securities to cover possible losses in a margin account.
Initial Margin
The minimum amount of funds or securities that must be deposited in a margin account before trading on margin, serving as a security for credit risk.
Securities and Exchange Commission
This is an independent federal government agency responsible for protecting investors, maintaining fair and orderly functioning of securities markets and facilitating capital formation.
Preliminary Registration Statement
A document submitted to regulatory authorities prior to a securities offering that provides details about the offering and the issuer.
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