Assume the SEC Approved the Registration Statement for a New

question 45

Multiple Choice

Assume the SEC approved the registration statement for a new securities issue this morning.Which one of the following statements must be true about this issue?

• A)The red herrings can now be distributed as their distribution was awaiting the SEC approval.
• B)The waiting period started when the approval was received this morning.
• C)The final prospectuses were all delivered or the SEC would not have approved the issue.
• D)The issuer is following all of the required rules and regulations in regards to this issue.
• E)The SEC believes the issue will be a profitable investment for all purchases made at the offer price.

---

Definitions:

Realistic Conflict Theory

A social psychological model that suggests intergroup conflicts, and negative prejudices and stereotypes, arise from competition between groups for limited resources.

Violence

Behavioral actions that involve physical force intended to hurt, damage, or kill someone or something.

Arguments

Reasons or sets of reasons given in support of or against an idea, action, or theory.

Festinger And Carlsmith

Researchers known for their 1959 cognitive dissonance experiment which explored the impact of forced compliance on attitude change.