Examlex
Adaptation to light ____.
1933 Securities Act
A U.S. law enacted to ensure more transparency in financial statements so investors can make informed decisions; it requires securities to be registered with the Securities and Exchange Commission.
Criminal Prosecution
The process by which a person accused of committing a crime is charged, tried, and judged, potentially leading to punishment.
Registration Statement
A description, filed with the SEC, of securities being offered for sale; includes an explanation of how proceeds from the sale will be used, information on the registrant’s business and properties, and certified financial statements.
Prospectus
A written document filed with the SEC that contains a description of a security and other financial information regarding the company offering the security; also distributed as an advertising tool to potential investors.
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