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What are the primary tools of the clinician following diagnosis?
SEC
The Securities and Exchange Commission, a U.S. federal agency responsible for regulating the securities industry and enforcing federal securities laws.
Fraud in Securities Transactions
Illegal activities involving deceit or concealment in the buying, selling, or trading of securities, aimed at gaining a financial advantage.
SEC Regulations
Rules and standards developed and enforced by the U.S. Securities and Exchange Commission to regulate the securities industry.
Security
A financial instrument representing an ownership position, a debt relationship, or rights to ownership as represented by an option.
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