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In the past nine months,Andrew has been fired by three different employers.He was unreliable and often missed work,and each employer finally let him go when they found he had been stealing money and materials.Andrew feels no remorse over his actions,but he has managed to convince each of his former employers that he is sorry for his actions,and none of the employers plans to press any charges.Which diagnosis is consistent with Andrew's behaviour
Security
A financial instrument representing an ownership position in a publicly-traded corporation (stock), a creditor relationship with a government or a corporation (bond), or rights to ownership as represented by an option.
Intrastate Exemption
Refers to exceptions within state regulations that allow certain activities to occur without needing to comply with broader federal laws or regulations.
SEC
The Securities and Exchange Commission, a U.S. federal agency responsible for enforcing federal securities laws, regulating the securities industry, and overseeing the nation's stock and options exchanges.
1934 Act
The Securities Exchange Act of 1934, which governs the trading of securities, such as stocks and bonds, in the U.S.
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