Examlex
The most frequently written about topics via e-mail included all of the following except:
Blue-Sky Laws
are state regulations designed to protect investors against securities fraud by requiring the registration of securities offerings and disclosure.
Federal Securities Regulations
Laws and regulations established at the federal level aimed at protecting investors, maintaining fair and orderly functioning of securities markets, and facilitating capital formation.
Registration Statement
A set of documents, including a prospectus, required by regulatory authorities before a company can issue stock to the public.
Prospectus
An official document that companies must publish when offering new shares to the public, detailing the investment's risks, objectives, and financial statements.
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