An Adequate System of Internal Control for SEC Registrants Was

question 36

Multiple Choice

An adequate system of internal control for SEC registrants was originally required by the

• A) Sarbanes-Oxley Act of 2002.
• B) Securities Act of 1933.
• C) Foreign Corrupt Practices Act of 1977.
• D) Securities Act of 1934.

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Definitions:

Socioeconomic

Pertaining to or involving both social and economic factors, often in the context of an individual's or group's position within a society.

Authority

The power or right to give orders, make decisions, and enforce obedience.

Experiential Avoidance

A psychological concept involving the attempt to avoid thoughts, feelings, memories, physical sensations, and other internal experiences even when doing so causes harm.

Poor Emotional Regulation

The inability to manage and respond to emotional experiences in a healthy, adaptive manner.