Which of the Following Is an Example of a Transaction

question 58

Multiple Choice

Which of the following is an example of a transaction that is exempt from the registration requirements of the 1933 Act?

• A)Securities issued by municipal governments in the United States and offered solely to banks.
• B)Securities issued by nonprofit charitable organizations and offered solely to institutional investors.
• C)Securities issued by banks and offered solely to investors sophisticated in investment matters.
• D)Securities issued by for-profit corporations and offered solely to intrastate investors.

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Definitions:

Corporate-Leaning

Describes policies, practices, or attitudes that favor the interests of corporations or are biased towards business perspectives.

Media Content

The various forms of communication and information that are broadcasted or published through different media outlets including news, entertainment, and advertising.

Government Regulation

The imposition of rules by government, often to correct market failures or protect citizens' rights and well-being.

Media Outlets

Organizations that disseminate information to the public via various platforms such as television, radio, newspapers, and the internet.