The Legislative Branch of the SEC

question 30

Multiple Choice

The legislative branch of the SEC:

• A)decides whether a person has violated the securities laws.
• B)promulgates rules and regulations.
• C)makes new laws regulating securities.
• D)brings enforcement actions against alleged violators.

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Definitions:

Customize

To modify or tailor a product or service according to specific requirements or preferences of the customer.

Shopping Interaction

The dynamics and activities involved when consumers engage with products, services, or staff during the shopping process.

Online Customers

Individuals who use the internet to browse, select, or purchase goods and services from websites or online platforms.

Web Community

A group of people online who share common interests, ideas, and Information through websites or social media platforms.