The Legislative Branch of the SEC

question 30

Multiple Choice

The legislative branch of the SEC:

• A)decides whether a person has violated the securities laws.
• B)promulgates rules and regulations.
• C)makes new laws regulating securities.
• D)brings enforcement actions against alleged violators.

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Definitions:

Social Skills Training

A form of behavioral therapy used to improve interpersonal skills through teaching and practice.

Psychodynamic Theorist

a specialist in a field of psychology that emphasizes systematic study of the psychological forces underlying human behavior, feelings, and emotions and how they might relate to early experience.

Cognitive-behavioral

Refers to a type of psychotherapy that focuses on changing unhelpful thinking and behavior patterns.

Biological

Pertaining to the aspect of an individual or process that is based on biology or physiological functions, often contrasted with psychological or environmental factors.