In Addition to an Injunction,the SEC May Also Ask the Courts

question 88

Multiple Choice

In addition to an injunction,the SEC may also ask the courts to grant ________ relief,which may include the disgorgement of profits that a defendant has made in a fraudulent sale or in an illegal insider trading transaction.

• A)compensatory
• B)punitive
• C)ancillary
• D)nominal

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Definitions:

Breach the Contract

Occurs when one party fails to fulfill their duties as specified in the contract, leading to a violation of the agreement.

Professional Programs

Educational courses designed to prepare individuals for particular professions, typically involving specialized training.

Tuition Fees

Charges imposed by educational institutions for enrollment and instruction, typically paid by students or their families.

Disciplines

Branches of study or fields of expertise within academia or practice, each with its own methodologies, theories, and norms.