Which of the Following Is a Feature of the Securities

question 3

Multiple Choice

Which of the following is a feature of the Securities Exchange Act of 1934 but not the Act of 1933?

• A) It has several sections prohibiting fraud in securities transactions.
• B) The 1934 Act requires additional information in the registration statement.
• C) It has registration provisions for issuance of securities.
• D) The 1934 Act requires periodic disclosure by issuers with publicly held equity securities.