Which of the Following Would NOT Be Exempt from Registration

question 25

Multiple Choice

Which of the following would NOT be exempt from registration under the 1933 Securities Act?

• A) An offering restricted to the residents of the state in which the issuing company is a resident and doing business.
• B) An offering by a noninvestment company issuer for $4 million in securities over 12 months without general advertising or general solicitation.
• C) An offering of limited partnership tax shelters.
• D) A private offering to sophisticated investors who will not redistribute them.

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Definitions:

Sustainable-Wage Jobs

Employment positions that offer wages sufficient to support a decent standard of living for individuals and their families.

Middle Managers

Middle managers are individuals who oversee the day-to-day operations of a company and are responsible for executing the organization's strategic plans, acting as a link between senior management and frontline employees.

Security

Security is the state of being free from danger or threat, often achieved through preventative measures.

Frederick Taylor

Known as the father of scientific management, he revolutionized industry by developing efficiency techniques and systems for improving productivity.