Which of the Following Is NOT a Purpose of Federal

question 39

Multiple Choice

Which of the following is NOT a purpose of federal securities regulation?

• A) To ensure that only worthwhile securities are sold in interstate commerce.
• B) To ensure adequate disclosure by issuers of securities.
• C) To ensure that inside information is not abused.
• D) To prevent the use of fraud in the marketing of securities.

---

Definitions:

Group Commissions

A remuneration system where a team of employees earns commissions collectively based on the group's overall performance.

Competitive Bonus

An additional compensation provided to employees to incentivize superior performance, often used to remain attractive in a competitive job market.

Goal-Sharing

The practice of disseminating and aligning goals across an organization to ensure that all members are working towards common objectives.

Stock Bonus Plans

Incentive programs that grant employees equity in a company, either in the form of stock options or shares, as part of their compensation package.