A Brokerage Firm That Offers a Variety of Services to Its

question 75

Multiple Choice

A brokerage firm that offers a variety of services to its clients,including research information about stocks and bonds,monthly publications that contain investment recommendations,and investment advisory services is called a(n)

• A) Discount Brokerage Firm.
• B) Investment Banker.
• C) Financial Intermediary.
• D) Full-service brokerage firm.
• E) None of the above.

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Definitions:

Tort

A civil wrong or breach of duty to another person, as outlined by law, which could constitute a lawsuit for damages.

Contractual Incapacity

Contractual incapacity refers to a person's legal inability to enter into a binding contract due to various reasons such as age, mental condition, or duress.

Infant

A child in the earliest period of life, particularly before they can walk; in legal contexts, often synonymous with a minor.

Adult

An individual who has reached the age of majority, legally recognized as capable of managing personal affairs and responsible for their actions.