To Be Broker or to Trade Securities You Must

question 20

Multiple Choice

To be broker or to trade securities you must

• A) abide by ethical standards established by the SEC.
• B) abide by any licensing or registration requirements of state in which you trade.
• C) be licensed by the exchanges on which the traded securities are listed.
• D) All of the above.

---

Definitions:

Farm Women

Women engaged in agricultural activities, either through direct farming work or managing farm operations.

Knights of Labor

A leading 19th-century American labor organization that aimed to protect the rights of workers, advocating for economic and social reforms.

Economic Inequality

The unequal distribution of wealth, income, and opportunities among individuals or groups within a society.